|
|
1 |
Regulation on regulated entity’s database |
2 |
Establishment procedures of private investment fund, regulation for registering the founding documents |
3 |
Regulation on activities of the regulated entities in securities market |
4 |
Regulation on licensing to undertake regulated activities in the securities market |
5 |
Regulation on special licensing for investment management activities |
6 |
Regulation on establishment of mutual investment fund and licensing for undertaking mutual investment fund operation |
7 |
Regulation on custodian licensing and custodian services |
8 |
Regulation on registration of securities” Appendix-2 |
9 |
Regulation on registration of securities” Appendix-1 |
10 |
Regulation on securities registration |
11 |
Frc securities registration last |
12 |
Corporate governance code of mongolia |
13 |
Regulation on delivering the notifications on shareholders meeting |
14 |
Guidelines on keeping and maintaining accounts record form |
15 |
Recalculating regulatory levies collected from licensed securities market participants |